Retirement plan

NCR SAVINGS PLAN

Name: NCR CORPORATION - NCR SAVINGS PLAN (2017) Form 5500
Creator: NCR CORPORATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, NCR SAVINGS PLAN, NCR CORPORATION

NCR CORPORATIONEIN 31-0387920Plan #052PY 2017

864 SPRING ST NW - ATLANTA, GA 30308937-445-5000

Other plans on this EIN

1 filing

#001Retirement-$1.45B assets

Prospect flagsFailed to transmit contributionsCorrective distributions

Top hat statement on fileNQDC

Filed March 20, 2024 (most recent of 3 filings on file)

Plan administrator

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864 Spring Street NW

Atlanta, GA 30308

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Plans declared (1)

NCR Voyix Corporation 2024 Executive Severance Plan12 emp

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Total assets (EOY)

$1503.9M

-9.3% from 2016

Total participants

13,968

-0.5% from 2016

Average account balance

$113,696

-3.9% from 2016

Annual return

16.42%

-13.32 pp from 2016

Benchmarks

See 123 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants5,000-9,999

Cohort123 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.50B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$139K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

10,786

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

89.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$76.92M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$18K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-13.81%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$73

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 10 by compensation

Provider	Service type	Compensation
FID INV INST OPS CO2 years Service code 15 · EIN 04-2647786	Recordkeeping	$773,188
BLACKROCK3+ years Filed as: BLACKROCK INTERNATIONAL LIMITED Service code 28 · EIN 06-1543710	Investment Management	$639,709
WELLS FARGO BANK, N.A.3+ years Filed as: WELLS CAPITAL MANAGEMENT Service code 28 · EIN 95-3692822	Investment Management	$279,885
LSV ASSET MANAGEMENT3+ years Filed as: LSV CAPITAL MANAGEMENT Service code 28 · EIN 23-2772200	Investment Management	$176,777
FID INV INST OPS CO2 years Filed as: FID MGMT TRUST CO Service code 21 · EIN 04-2723880	Bank Trustee	$173,000
BRC INVESTMENT MGT LLC3+ years Service code 28 · EIN 20-2604625	Investment Management	$156,640
FID INV INST OPS CO2 years Filed as: FID INST ASSET MGMT Service code 28 · EIN 20-4659714	Investment Management	$146,772
AXIOM INTERNATIONAL INVESTORS LLC3+ years Service code 28 · EIN 13-4021938	Investment Management	$143,399
NORTHERN TRUST COMPANY3+ years Filed as: NORTHERN TRUST INVESTMENTS NA Service code 28 · EIN 36-2723087	Investment Management	$78,103
FINANCIAL ENGINES1 year Service code 27 · EIN 94-3250323	Advisory (Plan)	$32,755

Plan features & details

Pension benefit codes2E2F2G2J2K2S2T3H3J

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).
3J
U.S.-based Puerto Rico dual-qualified plan
U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Internal Revenue Code of Puerto Rico.

Opportunity flags

2 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$2.4M

$252 / participant

Investment mgmt$2M64.0%
Other / not subdivided$874K36.0%

% of EOY assets

0.162%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CARR, RIGGS & INGRAM LLC
Auditor EIN: 721396621
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$113,696

$100,921+12.7%

$82,312+38.1%

$177,276-35.9%

Participation rate

92.3%

86.9%+5.4pp

76.9%+15.4pp

74.8%+17.5pp

Annual return

16.42%

20.33%-3.9pp

25.88%-9.5pp

21.25%-4.8pp

Employer contribution / active EE

$2,646

$3,145-15.9%

$2,428+9.0%

$2,479+6.7%

Participant deferral / active EE

$6,699

$5,192+29.0%

$3,706+80.8%

$3,881+72.6%

Admin fee / account holder

$184

$64+186.3%

$5,608-96.7%

$154+19.2%

Provider

Service type

Compensation

FID INV INST OPS CO2 years

Service code 15 · EIN 04-2647786

Recordkeeping

$773,188

BLACKROCK3+ years

Filed as: BLACKROCK INTERNATIONAL LIMITED

Service code 28 · EIN 06-1543710

Investment Management

$639,709

WELLS FARGO BANK, N.A.3+ years

Filed as: WELLS CAPITAL MANAGEMENT

Service code 28 · EIN 95-3692822

Investment Management

$279,885

LSV ASSET MANAGEMENT3+ years

Filed as: LSV CAPITAL MANAGEMENT

Service code 28 · EIN 23-2772200

Investment Management

$176,777

FID INV INST OPS CO2 years

Filed as: FID MGMT TRUST CO

Service code 21 · EIN 04-2723880

Bank Trustee

$173,000

BRC INVESTMENT MGT LLC3+ years

Service code 28 · EIN 20-2604625

Investment Management

$156,640

FID INV INST OPS CO2 years

Filed as: FID INST ASSET MGMT

Service code 28 · EIN 20-4659714

Investment Management

$146,772

AXIOM INTERNATIONAL INVESTORS LLC3+ years

Service code 28 · EIN 13-4021938

Investment Management

$143,399

NORTHERN TRUST COMPANY3+ years

Filed as: NORTHERN TRUST INVESTMENTS NA

Service code 28 · EIN 36-2723087

Investment Management

$78,103

FINANCIAL ENGINES1 year

Service code 27 · EIN 94-3250323

Advisory (Plan)

$32,755

NCR SAVINGS PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

NCR SAVINGS PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion