Retirement plan

THE DINSMORE & SHOHL, LLP SAVINGS AND INVESTMENT PLAN

Name: DINSMORE & SHOHL LLP - THE DINSMORE & SHOHL, LLP SAVINGS AND INVESTMENT PLAN (2017) Form 5500
Creator: DINSMORE & SHOHL LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, THE DINSMORE & SHOHL, LLP SAVINGS AND INVESTMENT PLAN, DINSMORE & SHOHL LLP

DINSMORE & SHOHL LLPEIN 31-0263070Plan #003PY 2017

255 E. FIFTH STREET, SUITE 1900 - CINCINNATI, OH 45202513-977-8302dinsmore.comLinkedIn1001-5000 employeeslaw practice

Other plans on this EIN

1 filing

#004Retirement-$3.7M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$270.2M

-10.0% from 2016

Total participants

1,608

-5.4% from 2016

Average account balance

$175,561

-4.0% from 2016

Annual return

18.32%

-2.42 pp from 2016

Benchmarks

See 662 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort662 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$472.16M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$209K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,261

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$29.02M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$20K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.58%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$287

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 9 by compensation

Provider	Service type	Compensation
HORAN SECURITIES INC3+ years Filed as: HORAN SECURITIES Service code 16 · EIN 31-1448612	Consulting	$32,500
BAHL & GAYNOR3+ years Filed as: BAHL AND GAYNOR Service code 16 · EIN 31-1297139	Consulting	$29,241
CLARK, SCHAEFER, HACKETT & CO.2 years Filed as: CLARK SCHAEFFER HACKETT Service code 16 · EIN 31-0800053	Consulting	$29,000
RIVERPOINT CAPITAL MANAGEMENT2 years Filed as: RIVERPOINT Service code 16 · EIN 31-1471846	Consulting	$26,749
OCTOBER THREE CONSULTING LLC2 years Service code 16 · EIN 27-1175487	Consulting	$22,041
ARGI INVESTMENT SERVICES LLC3+ years Filed as: ARGI INVESTMENT SERVICES, LLC Service code 16 · EIN 27-1003080	Consulting	$14,465
RIVERPOINT CAPITAL MANAGEMENT1 year Filed as: RIVERPOINT CAPITAL MANAGEMENT LLC, Service code 16 · EIN 80-0861455	Consulting	$9,473
ADVANCED ASSET MANAGEMENT ADVISORS1 year Service code 16 · EIN 31-1626750	Consulting	$5,585
FIDELITY INVESTMENTS INSTITUTIONAL3+ years Service code 37 · EIN 04-2647786	Loan Processing	-$69,060

Plan features & details

Pension benefit codes2F2G2J2T2E2R

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$427K

$361 / participant

Investment mgmt$167K39.0%
Other / not subdivided$260K61.0%

% of EOY assets

0.158%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CLARK, SCHAEFER & HACKETT & CO
Auditor EIN: 310800053
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$175,561

$96,458+82.0%

$136,298+28.8%

$77,958+125.2%

Participation rate

94.2%

75.4%+18.8pp

81.9%+12.2pp

71.6%+22.5pp

Annual return

18.32%

23.78%-5.5pp

5156.27%-5137.9pp

20.87%-2.5pp

Employer contribution / active EE

$8,278

$3,144+163.3%

$4,696+76.3%

$2,310+258.3%

Participant deferral / active EE

$5,864

$5,902-0.7%

$6,247-6.1%

$3,537+65.8%

Admin fee / account holder

$277

$80+244.8%

$9,244-97.0%

$97+184.9%

Provider

Service type

Compensation

HORAN SECURITIES INC3+ years

Filed as: HORAN SECURITIES

Service code 16 · EIN 31-1448612

Consulting

$32,500

BAHL & GAYNOR3+ years

Filed as: BAHL AND GAYNOR

Service code 16 · EIN 31-1297139

Consulting

$29,241

CLARK, SCHAEFER, HACKETT & CO.2 years

Filed as: CLARK SCHAEFFER HACKETT

Service code 16 · EIN 31-0800053

Consulting

$29,000

RIVERPOINT CAPITAL MANAGEMENT2 years

Filed as: RIVERPOINT

Service code 16 · EIN 31-1471846

Consulting

$26,749

OCTOBER THREE CONSULTING LLC2 years

Service code 16 · EIN 27-1175487

Consulting

$22,041

ARGI INVESTMENT SERVICES LLC3+ years

Filed as: ARGI INVESTMENT SERVICES, LLC

Service code 16 · EIN 27-1003080

Consulting

$14,465

RIVERPOINT CAPITAL MANAGEMENT1 year

Filed as: RIVERPOINT CAPITAL MANAGEMENT LLC,

Service code 16 · EIN 80-0861455

Consulting

$9,473

ADVANCED ASSET MANAGEMENT ADVISORS1 year

Service code 16 · EIN 31-1626750

Consulting

$5,585

FIDELITY INVESTMENTS INSTITUTIONAL3+ years

Service code 37 · EIN 04-2647786

Loan Processing

-$69,060

THE DINSMORE & SHOHL, LLP SAVINGS AND INVESTMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

THE DINSMORE & SHOHL, LLP SAVINGS AND INVESTMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion