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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $344,096 |
UBS FINANCIAL SERVICES INC2 years Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $75,556 |
UBS FINANCIAL SERVICES INC5 years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $75,556 |
Service code 13 494 SYCAMORE AVE STE 100 · SHREWSBURY, NJ 07702 | Contract Administrator | $67,490 |
APPALACHIAN HARDWOOD1 year Filed as: APPALACHIAN HARDWOOD MANUFACTURERS Service code 99 816 EASTCHESTER DR · HIGH POINT, NC 27262 | Other Fees | $46,498 |
NPPG1 year Filed as: NPPG FIDUCIARY SERVICES INC Service code 99 494 SYCAMORE AVE, STE 100 · SHREWSBURY, NJ 07702 | Other Fees | $16,425 |
NPPG2 years Filed as: NPPG FIDUCIARY SERVICES LLC Service code 99 494 SYCAMORE AVE, SUITE 100 · SHREWSBURY, NJ 07702 | Other Fees | $16,425 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,152 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,971 | $55,694-42.6% | $81,882-61.0% | $200,096-84.0% |
| Participation rate | 49.2% | 62.7%-13.4pp | 72.4%-23.2pp | 72.0%-22.8pp |
| Annual return | 13.27% | 19.59%-6.3pp | 779.47%-766.2pp | 34.26%-21.0pp |
| Employer contribution / active EE | $403 | $2,114-80.9% | $2,916-86.2% | $3,038-86.7% |
| Participant deferral / active EE | $1,566 | $3,299-52.5% | $4,323-63.8% | $5,090-69.2% |
| Admin fee / account holder | $223 | $348-36.0% | $7,360-97.0% | $269-17.3% |