Filed December 4, 2017
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $109,904 |
BERGIN ROBERTS & CO, LLC6+ years Service code 15 · EIN 26-4567336 | Recordkeeping | $20,254 |
ADP BROKER-DEALER6+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $5,146 | $29,516-82.6% | $77,513-93.4% | $90,274-94.3% |
| Participation rate | 37.9% | 33.7%+4.3pp | 54.2%-16.3pp | 73.4%-35.4pp |
| Annual return | 8.55% | 231.18%-222.6pp | 54.81%-46.3pp | 53.97%-45.4pp |
| Employer contribution / active EE | $228 | $381-40.2% | $987-76.9% | $2,523-91.0% |
| Participant deferral / active EE | $558 | $944-40.9% | $1,861-70.0% | $4,231-86.8% |
| Admin fee / account holder | $94 | $106-11.6% | $2,859-96.7% | $114-17.9% |