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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $52,021 |
WHITLEY PENN LLP4 years Filed as: WHITLEY PENN Service code 11 640 TAYLOR ST · FORT WORTH, TX 76102 | Actuarial | $47,400 |
ASCENSUS LLC1 year Filed as: FUTUREPLAN BY ASCENSUS Service code 10 95C CONNECTICUT DRIVE · BURLINGTON, NJ 080164180 | Accounting | $5,400 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,497 | $176,471-35.1% | $95,968+19.3% | $90,274+26.8% |
| Participation rate | 95.7% | 86.6%+9.1pp | 77.1%+18.6pp | 73.4%+22.4pp |
| Annual return | 16.98% | 20.15%-3.2pp | 91.65%-74.7pp | 53.97%-37.0pp |
| Employer contribution / active EE | $5,485 | $2,783+97.1% | $2,542+115.8% | $2,523+117.4% |
| Participant deferral / active EE | $8,605 | $5,325+61.6% | $4,167+106.5% | $4,231+103.4% |
| Admin fee / account holder | $36 | $154-76.5% | $6,798-99.5% | $114-68.2% |