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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $400 |
ADP BROKER-DEALER1 year Service code 49 · EIN 22-3319984 | Other Services | $0 |
LPL FINANCIAL1 year Service code 49 3300 MIDWAY DR · SANTA ROSA, CA 954055166 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,194 | $75,183-77.1% | $123,894-86.1% | $55,167-68.8% |
| Participation rate | 40.5% | 72.8%-32.4pp | 81.4%-40.9pp | 69.0%-28.5pp |
| Annual return | 15.07% | 19.01%-3.9pp | 47.52%-32.4pp | 169.23%-154.2pp |
| Employer contribution / active EE | $0 | $2,823-100.0% | $4,617-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $3,854 | $5,084-24.2% | $5,984-35.6% | $3,054+26.2% |
| Admin fee / account holder | $4 | $663-99.4% | $8,357-99.9% | $504-99.1% |