Retirement plan

COREGISTICS 401(K) PLAN

Name: IAM ACQUISITION, LLC D/B/A COREGISTICS - COREGISTICS 401(K) PLAN (2017) Form 5500
Creator: IAM ACQUISITION, LLC D/B/A COREGISTICS
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, COREGISTICS 401(K) PLAN, IAM ACQUISITION, LLC D/B/A COREGISTICS

IAM ACQUISITION, LLC D/B/A COREGISTICSdba COREGISTICSEIN 27-4950806Plan #001PY 2017

240-B NORTHPOINT PARKWAY - ACWORTH, GA 30102678-453-5900LinkedIn51-200 employeesindividual & family services

Prospect flagsLow returnsLow participationLow assets / participantLow employer contributionLow participant contributionFailed to transmit contributions

How to read this page

Total assets (EOY)

$959K

-3.8% from 2016

Total participants

130

+13.0% from 2016

Average account balance

$23,393

+10.2% from 2016

Annual return

13.51%

+6.20 pp from 2016

Benchmarks

See 5,160 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,160 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.36M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$31K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

72.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$542K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.60%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$16575

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE1 year Filed as: GREAT-WEST LIF & ANNUITY INS CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLIAGE, CA 80111	Recordkeeping Fees	$3,036
GOLDMAN SACHS1 year Filed as: ARKADIOS CAPITAL PARTNERS LLC Service code 55 3333 PEIDMONT RD NE STE 2010 · ATLANTA, GA 30305	Other Commissions	$2,069
TRIAD ADVISORS INC2 years Filed as: TRIAD ADVISORS, INC. Service code 55	Other Commissions	$1,929
RETIREMENT STRATEGIES, INC.2 years Service code 13 229 FURY'S FERRY RD, STE 131 · AUGUSTA, GA 30907	Contract Administrator	$1,694
GREAT-WEST LIFE & ANNUITY INSURANCE1 year Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 3333 PEIDMONT RD NE STE 2010 · ATLANTA, GA 30305	Investment Management	$65
TRIAD ADVISORS INC2 years Filed as: TRIAD ADVISORS INC. Service code 55 5185 PEACHTREE PKWY #280 · NORCROSS, GA 30092	Other Commissions	$0

Plan features & details

Pension benefit codes2E2F2G2J2K3D2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

6 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$5K

$43 / participant

Contract admin$5K100.0%

% of EOY assets

0.522%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: WINDHAM BRANNON
Auditor EIN: 581763469
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$23,393

$80,753-71.0%

$136,298-82.8%

$62,293-62.4%

Participation rate

22.6%

73.5%-50.9pp

81.9%-59.3pp

69.5%-46.9pp

Annual return

13.51%

35.83%-22.3pp

5156.27%-5142.8pp

28.90%-15.4pp

Employer contribution / active EE

$126

$2,884-95.6%

$4,696-97.3%

$2,042-93.8%

Participant deferral / active EE

$913

$5,164-82.3%

$6,247-85.4%

$3,169-71.2%

Admin fee / account holder

$122

$525-76.8%

$9,244-98.7%

$479-74.5%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE1 year

Filed as: GREAT-WEST LIF & ANNUITY INS CO

Service code 64

8515 EAST ORCHARD ROAD · GREENWOOD VILLIAGE, CA 80111

Recordkeeping Fees

$3,036

GOLDMAN SACHS1 year

Filed as: ARKADIOS CAPITAL PARTNERS LLC

Service code 55

3333 PEIDMONT RD NE STE 2010 · ATLANTA, GA 30305

Other Commissions

$2,069

TRIAD ADVISORS INC2 years

Filed as: TRIAD ADVISORS, INC.

Service code 55

Other Commissions

$1,929

RETIREMENT STRATEGIES, INC.2 years

Service code 13

229 FURY'S FERRY RD, STE 131 · AUGUSTA, GA 30907

Contract Administrator

$1,694

GREAT-WEST LIFE & ANNUITY INSURANCE1 year

Filed as: EMPOWER RETIREMENT ADVISORY SERVICE

Service code 28

3333 PEIDMONT RD NE STE 2010 · ATLANTA, GA 30305

Investment Management

$65

TRIAD ADVISORS INC2 years

Filed as: TRIAD ADVISORS INC.

Service code 55

5185 PEACHTREE PKWY #280 · NORCROSS, GA 30092

Other Commissions

COREGISTICS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

COREGISTICS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion