Retirement plan

ADAPTIMMUNE LLC RETIREMENT PLAN

Name: ADAPTIMMUNE LLC - ADAPTIMMUNE LLC RETIREMENT PLAN (2020) Form 5500
Creator: ADAPTIMMUNE LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ADAPTIMMUNE LLC RETIREMENT PLAN, ADAPTIMMUNE LLC

ADAPTIMMUNE LLCEIN 27-4919915Plan #001PY 2020

351 ROUSE BOULEVARD - PHILADELPHIA, PA 19112215-966-6201

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$13.2M

+31.2% from 2019

Total participants

256

+21.9% from 2019

Average account balance

$51,588

+7.6% from 2019

Annual return

18.39%

-9.21 pp from 2019

Benchmarks

See 1,894 peers

Peer group

Industry32 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort1,894 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$28.37M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$82K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

347

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$5.18M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$19K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.42%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$220

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
NATIONWIDE3 years Service code 10 · EIN 31-4156830	Accounting	$69,032
BENEFITS 21 LLC3 years Service code 14 · EIN 38-3839452	Plan Administrator	$8,778
KESTRA INVESTMENT SERVICES LLC3 years Filed as: KESTRA INVESTMENT SERVICES, LLC Service code 26 5707 SOUTHWEST PARKWAY · AUSTIN, TX 787353300	Advisory (Participants)	$0
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 26 4707 EXECUTIVE DRIVE · SAN DIEGO, CA 92121	Advisory (Participants)	$0

Plan features & details

Pension benefit codes2E2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$78K

$389 / participant

Contract admin$69K88.7%
Other / not subdivided$9K11.3%

% of EOY assets

0.589%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CLIFTON LARSON ALLEN, LLP
Auditor EIN: 410746749
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$51,588

$70,917-27.3%

$98,920-47.8%

$73,493-29.8%

Participation rate

100.0%

73.8%+26.2pp

76.0%+24.0pp

70.7%+29.3pp

Annual return

18.39%

34.18%-15.8pp

196.47%-178.1pp

28.51%-10.1pp

Employer contribution / active EE

$5,301

$2,037+160.2%

$2,689+97.1%

$2,270+133.5%

Participant deferral / active EE

$8,637

$3,501+146.7%

$4,245+103.5%

$3,740+130.9%

Admin fee / account holder

$304

$535-43.2%

$6,643-95.4%

$513-40.8%

Provider

Service type

Compensation

NATIONWIDE3 years

Service code 10 · EIN 31-4156830

Accounting

$69,032

BENEFITS 21 LLC3 years

Service code 14 · EIN 38-3839452

Plan Administrator

$8,778

KESTRA INVESTMENT SERVICES LLC3 years

Filed as: KESTRA INVESTMENT SERVICES, LLC

Service code 26

5707 SOUTHWEST PARKWAY · AUSTIN, TX 787353300

Advisory (Participants)

LPL FINANCIAL1 year

Filed as: LPL FINANCIAL LLC

Service code 26

4707 EXECUTIVE DRIVE · SAN DIEGO, CA 92121

Advisory (Participants)

ADAPTIMMUNE LLC RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ADAPTIMMUNE LLC RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion