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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $17,387 |
Service code 37 · EIN 04-2647786 | Loan Processing | $8,213 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,257 | $71,666-56.4% | $117,861-73.5% | $69,631-55.1% |
| Participation rate | 85.2% | 77.5%+7.7pp | 79.7%+5.5pp | 70.7%+14.5pp |
| Annual return | 18.26% | 18.86%-0.6pp | 335.11%-316.8pp | 27571.02%-27552.8pp |
| Employer contribution / active EE | $969 | $1,889-48.7% | $3,786-74.4% | $2,032-52.3% |
| Participant deferral / active EE | $3,461 | $3,340+3.6% | $4,482-22.8% | $3,224+7.4% |
| Admin fee / account holder | $21 | $120-82.9% | $8,021-99.7% | $110-81.4% |