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| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES2+ years Filed as: RAYMOND JAMES FINANCIAL SERVICES IN Service code 27 · EIN 59-1237041 | Advisory (Plan) | $38,301 |
THE VANGUARD GROUP, INC.2+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $10,320 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,697 | $64,612-57.1% | $86,451-68.0% | $64,824-57.3% |
| Participation rate | 98.0% | 81.5%+16.5pp | 80.3%+17.6pp | 71.5%+26.5pp |
| Annual return | 42.84% | 0.66%+42.2pp | 4398.51%-4355.7pp | 32.84%+10.0pp |
| Employer contribution / active EE | $1,933 | $2,744-29.6% | $3,770-48.7% | $2,507-22.9% |
| Participant deferral / active EE | $5,399 | $7,497-28.0% | $6,953-22.4% | $4,311+25.2% |
| Admin fee / account holder | $74 | $169-56.2% | $6,734-98.9% | $188-60.6% |