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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Service code 55 · EIN 26-4310632 | Other Commissions | $27,680 |
Service code 37 · EIN 04-2647786 | Loan Processing | $619 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,209 | $75,183-37.2% | $123,894-61.9% | $55,167-14.4% |
| Participation rate | 60.8% | 72.8%-12.1pp | 81.4%-20.7pp | 69.0%-8.2pp |
| Annual return | 13.22% | 19.01%-5.8pp | 47.52%-34.3pp | 169.23%-156.0pp |
| Employer contribution / active EE | $0 | $2,823-100.0% | $4,617-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $5,040 | $5,084-0.9% | $5,984-15.8% | $3,054+65.0% |
| Admin fee / account holder | $3 | $663-99.6% | $8,357-100.0% | $504-99.4% |