Retirement plan

CAPUTO, LINDNER & ARMSTONG LLC PROFIT SHARING PLAN

Name: CAPUTO LINDNER & ARMSTRONG, LLC - CAPUTO, LINDNER & ARMSTONG LLC PROFIT SHARING PLAN (2020) Form 5500
Creator: CAPUTO LINDNER & ARMSTRONG, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CAPUTO, LINDNER & ARMSTONG LLC PROFIT SHARING PLAN, CAPUTO LINDNER & ARMSTRONG, LLC

CAPUTO LINDNER & ARMSTRONG, LLCEIN 27-4257197Plan #001PY 2020

40 POINTE CIRCLE - GREENVILLE, SC 296153506864-233-4166

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$3.4M

+4.4% from 2019

Total participants

-5.0% from 2019

Average account balance

$180,121

+9.9% from 2019

Annual return

9.71%

-10.13 pp from 2019

Benchmarks

See 102,105 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort102,105 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$3.75M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$312K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$130K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.48%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$64507

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$316K

$22574 / participant

Other / not subdivided$316K100.0%

% of EOY assets

9.234%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$180,121

$209,428-14.0%

$178,498+0.9%

$158,950+13.3%

Participation rate

100.0%

86.4%+13.6pp

81.9%+18.1pp

82.0%+18.0pp

Annual return

9.71%

188.78%-179.1pp

151.09%-141.4pp

302.91%-293.2pp

Employer contribution / active EE

$2,096

$5,707-63.3%

$5,011-58.2%

$4,762-56.0%

Participant deferral / active EE

$8,002

$5,955+34.4%

$5,202+53.8%

$5,983+33.7%

Admin fee / account holder

$16,633

$17,077-2.6%

$13,985+18.9%

$11,248+47.9%

CAPUTO, LINDNER & ARMSTONG LLC PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CAPUTO, LINDNER & ARMSTONG LLC PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion