Retirement plan

POLLEN, INC. EMPLOYEES SAVINGS TRUST PLAN

Name: POLLEN, INC. - POLLEN, INC. EMPLOYEES SAVINGS TRUST PLAN (2020) Form 5500
Creator: POLLEN, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, POLLEN, INC. EMPLOYEES SAVINGS TRUST PLAN, POLLEN, INC.

POLLEN, INC.EIN 27-4175668Plan #001PY 2020

4210 SHAWNEE MISSION PARKWAY, SUITE 400A - FAIRWAY, KS 66205913-956-6520

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$15.5M

+49.8% from 2019

Total participants

324

+49.3% from 2019

Average account balance

$55,337

-4.2% from 2019

Annual return

23.27%

-5.85 pp from 2019

Benchmarks

See 1,455 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants250-999

Cohort1,455 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$35.73M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$87K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

411

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

86.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$5.50M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$21K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.35%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$209

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
MARINER LLC2 years Filed as: MARINER RETIREMENT ADVISORS LLC Service code 99 · EIN 61-1740806	Other Fees	$18,513
MORNINGSTAR4 years Service code 27 · EIN 36-3297908	Advisory (Plan)	$966
VOYA RETIREMENT INSURANCE & ANNUITY4 years Filed as: VOYA RETIREMENT INS. AND ANNUITY CO Service code 26 · EIN 71-0294708	Advisory (Participants)	$0

Plan features & details

Pension benefit codes2F2G2J2K2T3D

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$6K

$20 / participant

Contract admin$6K100.0%

% of EOY assets

0.036%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: PICKETT, CHANEY & MCMULLEN LLP
Auditor EIN: 481246310
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$55,337

$111,608-50.4%

$177,840-68.9%

$73,412-24.6%

Participation rate

83.9%

87.9%-3.9pp

87.7%-3.8pp

72.2%+11.8pp

Annual return

23.27%

18.23%+5.0pp

48.32%-25.0pp

59.30%-36.0pp

Employer contribution / active EE

$3,499

$3,796-7.8%

$5,919-40.9%

$2,234+56.7%

Participant deferral / active EE

$8,544

$6,199+37.8%

$7,714+10.8%

$3,806+124.5%

Admin fee / account holder

$20

$166-88.1%

$12,431-99.8%

$158-87.5%

Provider

Service type

Compensation

MARINER LLC2 years

Filed as: MARINER RETIREMENT ADVISORS LLC

Service code 99 · EIN 61-1740806

Other Fees

$18,513

MORNINGSTAR4 years

Service code 27 · EIN 36-3297908

Advisory (Plan)

$966

VOYA RETIREMENT INSURANCE & ANNUITY4 years

Filed as: VOYA RETIREMENT INS. AND ANNUITY CO

Service code 26 · EIN 71-0294708

Advisory (Participants)

POLLEN, INC. EMPLOYEES SAVINGS TRUST PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

POLLEN, INC. EMPLOYEES SAVINGS TRUST PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion