Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: WOODBURY FINANCIAL SERVICES INC Service code 27 5665 PLAZA DR STE 350 · CYPRESS, CA 90630 | Advisory (Plan) | $8,233 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $7,563 |
Filed as: WESTERN INTERNATIONAL SECURITIES IN Service code 55 70 SOUTH LAKE AVE STE 700 · PASADENA, CA 91101 | Other Commissions | $3,322 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $645 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,858 | $54,590-60.0% | $81,716-73.3% | $73,493-70.3% |
| Participation rate | 58.5% | 68.3%-9.8pp | 72.0%-13.5pp | 70.7%-12.2pp |
| Annual return | 20.00% | 17.74%+2.3pp | 29.49%-9.5pp | 28.51%-8.5pp |
| Employer contribution / active EE | $1,173 | $1,636-28.3% | $4,310-72.8% | $2,270-48.3% |
| Participant deferral / active EE | $2,379 | $2,759-13.8% | $7,108-66.5% | $3,740-36.4% |
| Admin fee / account holder | $145 | $592-75.4% | $5,159-97.2% | $513-71.6% |