Retirement plan

D4C DENTAL BRANDS, INC. 401(K) PLAN

Name: D4C DENTAL BRANDS, INC. - D4C DENTAL BRANDS, INC. 401(K) PLAN (2017) Form 5500
Creator: D4C DENTAL BRANDS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, D4C DENTAL BRANDS, INC. 401(K) PLAN, D4C DENTAL BRANDS, INC.

D4C DENTAL BRANDS, INC.EIN 27-3864352Plan #002PY 2017

1350 SPRING STREET, SUITE 600 - ATLANTA, GA 30309770-231-5348d4cdentalbrands.comLinkedIn1001-5000 employeeshospital & health care

Prospect flagsLow returnsLow participationCorrective distributions

How to read this page

Total assets (EOY)

$9.3M

+16.5% from 2016

Total participants

1,146

+22.8% from 2016

Average account balance

$33,490

+12.7% from 2016

Annual return

13.97%

+2.90 pp from 2016

Benchmarks

See 1,308 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants1,000-4,999

Cohort1,308 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$45.45M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$16K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,881

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

83.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$7.26M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$3K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.23%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$60

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 1 by compensation

Provider	Service type	Compensation
NEWPORT GROUP, INC.2 years Filed as: NEWPORT GROUP Service code 15 · EIN 59-2386168 1350 TREAT BLVD. · WALNUT CREEK, CA 94597	Recordkeeping	$5,265

Plan features & details

Pension benefit codes2A2E2G2J2F2T

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$7K

$7 / participant

Other / not subdivided$7K100.0%

% of EOY assets

0.080%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: COKER JAMES & COMPANY PC
Auditor EIN: 582256668
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$33,490

$44,989-25.6%

$170,435-80.4%

$77,958-57.0%

Participation rate

21.7%

64.6%-42.9pp

83.6%-61.9pp

71.6%-49.9pp

Annual return

13.97%

19.61%-5.6pp

205.94%-192.0pp

20.87%-6.9pp

Employer contribution / active EE

$1,466-100.0%

$5,432-100.0%

$2,310-100.0%

Participant deferral / active EE

$983

$2,208-55.5%

$4,939-80.1%

$3,537-72.2%

Admin fee / account holder

$27

$69-61.1%

$13,881-99.8%

$97-72.4%

Provider

Service type

Compensation

NEWPORT GROUP, INC.2 years

Filed as: NEWPORT GROUP

Service code 15 · EIN 59-2386168

1350 TREAT BLVD. · WALNUT CREEK, CA 94597

Recordkeeping

$5,265

D4C DENTAL BRANDS, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

D4C DENTAL BRANDS, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion