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| Provider | Service type | Compensation |
|---|---|---|
M HOLDINGS SECURITIES INC3 years Service code 27 · EIN 91-1802259 | Advisory (Plan) | $43,041 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,225 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,395 | $65,376-4.6% | $87,104-28.4% | $65,185-4.3% |
| Participation rate | 73.8% | 75.3%-1.5pp | 76.9%-3.1pp | 70.2%+3.6pp |
| Annual return | 30.73% | 31.27%-0.5pp | 28.19%+2.5pp | 29.38%+1.3pp |
| Employer contribution / active EE | $1,714 | $1,822-6.0% | $2,521-32.0% | $2,177-21.3% |
| Participant deferral / active EE | $8,294 | $3,388+144.8% | $4,048+104.9% | $3,514+136.0% |
| Admin fee / account holder | $206 | $520-60.4% | $7,491-97.3% | $847-75.7% |