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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $19,091 |
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $4,934 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,281 | $43,504-12.0% | $68,793-44.4% | $56,287-32.0% |
| Participation rate | 64.5% | 67.8%-3.4pp | 72.2%-7.8pp | 69.9%-5.4pp |
| Annual return | 0.01% | -3.15%+3.2pp | -4.63%+4.6pp | -9.96%+10.0pp |
| Employer contribution / active EE | $1,519 | $1,525-0.4% | $2,625-42.1% | $2,111-28.1% |
| Participant deferral / active EE | $2,986 | $2,509+19.0% | $3,311-9.8% | $3,350-10.8% |
| Admin fee / account holder | $128 | $515-75.1% | $5,131-97.5% | $521-75.3% |