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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL CORPORATION Service code 55 · EIN 95-2834236 | Other Commissions | $6,806 |
Service code 37 · EIN 04-2647786 | Loan Processing | $877 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,915 | $88,324-71.8% | $115,037-78.3% | $55,191-54.9% |
| Participation rate | 65.1% | 72.5%-7.5pp | 81.4%-16.3pp | 69.2%-4.1pp |
| Annual return | 0.00% | 6.30%-6.3pp | 26.14%-26.1pp | 10.78%-10.8pp |
| Employer contribution / active EE | $0 | $2,805-100.0% | $4,608-100.0% | $1,899-100.0% |
| Participant deferral / active EE | $8,886 | $5,042+76.2% | $6,026+47.5% | $3,046+191.7% |
| Admin fee / account holder | $4 | $105-96.5% | $8,175-100.0% | $91-95.9% |