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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC1 year Filed as: MMA SECURITIES, LLC Service code 15 · EIN 22-3570392 | Recordkeeping | $26,061 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $1,130 |
ADP BROKER-DEALER1 year Service code 49 · EIN 22-3319984 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,547 | $58,320+15.8% | $86,438-21.9% | $66,938+0.9% |
| Participation rate | 71.9% | 78.6%-6.7pp | 80.3%-8.5pp | 69.8%+2.0pp |
| Annual return | -15.84% | -9.71%-6.1pp | 4397.19%-4413.0pp | 1.58%-17.4pp |
| Employer contribution / active EE | $744 | $2,615-71.6% | $3,769-80.3% | $2,545-70.8% |
| Participant deferral / active EE | $7,932 | $6,899+15.0% | $6,952+14.1% | $4,238+87.1% |
| Admin fee / account holder | $359 | $546-34.3% | $6,733-94.7% | $594-39.6% |