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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES Service code 26 · EIN 35-2552359 | Advisory (Participants) | $5,318 |
Filed as: JOHN HANCOCK LIFE INSURANCE CO. Service code 15 · EIN 01-0233346 | Recordkeeping | $22 |
ASCENSUS LLC2+ years Filed as: ACCESS RETIREMENT SERVICES, LLC Service code 15 · EIN 62-1700633 3050 BUSINESS PARK CIRCLE, STE 402 · GOODLETTSVILLE, TN 37072 | Recordkeeping | $0 |
Filed as: SITZMAN LAVIS WHITE Service code 26 · EIN 75-3255593 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,022 | $46,732-72.1% | $156,551-91.7% | $55,167-76.4% |
| Participation rate | 33.5% | 65.8%-32.3pp | 84.0%-50.5pp | 69.0%-35.5pp |
| Annual return | 27.08% | 17.72%+9.4pp | 32.23%-5.1pp | 169.23%-142.2pp |
| Employer contribution / active EE | $626 | $2,105-70.3% | $5,501-88.6% | $1,963-68.1% |
| Participant deferral / active EE | $1,040 | $2,204-52.8% | $4,871-78.6% | $3,054-65.9% |
| Admin fee / account holder | $143 | $418-65.9% | $13,028-98.9% | $504-71.7% |