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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $17,807 |
Service code 37 · EIN 04-2647786 | Loan Processing | $294 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,377 | $58,655+20.0% | $91,994-23.5% | $65,185+8.0% |
| Participation rate | 68.8% | 75.3%-6.5pp | 78.6%-9.8pp | 70.2%-1.4pp |
| Annual return | 31.19% | 33.92%-2.7pp | 69.03%-37.8pp | 29.38%+1.8pp |
| Employer contribution / active EE | $0 | $2,080-100.0% | $3,452-100.0% | $2,177-100.0% |
| Participant deferral / active EE | $8,849 | $5,474+61.6% | $5,923+49.4% | $3,514+151.8% |
| Admin fee / account holder | $2 | $434-99.5% | $7,743-100.0% | $847-99.7% |