Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
AE WEALTH MANAGEMENT LLC2 years Service code 26 · EIN 36-4824075 | Advisory (Participants) | $68,472 |
Filed as: JOHN HANCOCK USA Service code 15 · EIN 01-0233346 | Recordkeeping | $11,798 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,059 | $127,481-68.6% | $149,745-73.2% | $90,274-55.6% |
| Participation rate | 48.1% | 78.2%-30.1pp | 82.5%-34.4pp | 73.4%-25.2pp |
| Annual return | 23.19% | 57.78%-34.6pp | 276.72%-253.5pp | 53.97%-30.8pp |
| Employer contribution / active EE | $798 | $3,448-76.9% | $4,646-82.8% | $2,523-68.4% |
| Participant deferral / active EE | $2,722 | $6,975-61.0% | $6,843-60.2% | $4,231-35.7% |
| Admin fee / account holder | $197 | $152+29.7% | $9,312-97.9% | $114+72.5% |