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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 49 · EIN 84-0467907 | Other Services | $43,603 |
SAGEPOINT FINANCIAL INC7+ years Filed as: FSC SECURITIES CORPORATION Service code 27 · EIN 58-1288674 | Advisory (Plan) | $29,727 |
ALLSPRING1 year Service code 52 · EIN 84-6615098 | Indirect Investment Fees | $0 |
AMERICAN FUNDS5 years Service code 52 · EIN 95-6799669 | Indirect Investment Fees | $0 |
BLACKROCK5 years Service code 52 · EIN 22-2937779 | Indirect Investment Fees | $0 |
THE BANK OF NEW YORK MELLON3 years Filed as: BNY MELLON Service code 52 · EIN 13-3851784 | Indirect Investment Fees | $0 |
COLUMBIA5 years Service code 52 · EIN 93-0577450 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON5 years Filed as: FRANKLINTEMPLETON Service code 52 · EIN 59-6865210 | Indirect Investment Fees | $0 |
INVESCO3 years Service code 52 · EIN 76-0343427 | Indirect Investment Fees | $0 |
IVY FUNDS5 years Service code 52 · EIN 04-6006759 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,523 | $62,723-11.5% | $142,898-61.1% | $86,821-36.0% |
| Participation rate | 49.3% | 62.6%-13.3pp | 72.0%-22.7pp | 72.3%-23.0pp |
| Annual return | 13.84% | 17.62%-3.8pp | 5639.64%-5625.8pp | 97.94%-84.1pp |
| Employer contribution / active EE | $1,189 | $1,627-26.9% | $4,146-71.3% | $2,406-50.6% |
| Participant deferral / active EE | $1,884 | $3,039-38.0% | $3,838-50.9% | $4,132-54.4% |
| Admin fee / account holder | $271 | $140+94.1% | $6,560-95.9% | $170+59.7% |