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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Service code 55 · EIN 13-2638166 | Other Commissions | $8,990 |
Service code 37 · EIN 04-2647786 | Loan Processing | $781 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,488 | $56,443-40.7% | $83,830-60.1% | $55,725-39.9% |
| Participation rate | 34.1% | 72.0%-38.0pp | 76.1%-42.1pp | 70.9%-36.8pp |
| Annual return | -4.67% | 393.67%-398.3pp | 850.97%-855.6pp | 244.93%-249.6pp |
| Employer contribution / active EE | $377 | $2,682-86.0% | $3,631-89.6% | $2,078-81.9% |
| Participant deferral / active EE | $2,088 | $2,965-29.6% | $4,082-48.8% | $3,356-37.8% |
| Admin fee / account holder | $7 | $156-95.6% | $5,479-99.9% | $115-94.1% |