Filed October 17, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $60,216 |
Service code 49 · EIN 93-0987232 | Other Services | $14,013 |
Filed as: SIGNATURE ESTATE & INVESTMT ADVISOR Service code 27 · EIN 95-4806910 | Advisory (Plan) | $12,337 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,602 | $99,957-40.4% | $149,745-60.2% | $73,497-18.9% |
| Participation rate | 100.0% | 75.7%+24.3pp | 82.5%+17.5pp | 70.7%+29.3pp |
| Annual return | 28.93% | 53.87%-24.9pp | 276.72%-247.8pp | 28.51%+0.4pp |
| Employer contribution / active EE | $8,159 | $3,191+155.7% | $4,646+75.6% | $2,270+259.4% |
| Participant deferral / active EE | $10,441 | $6,073+71.9% | $6,843+52.6% | $3,740+179.2% |
| Admin fee / account holder | $335 | $551-39.3% | $9,312-96.4% | $513-34.8% |