Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $16,885 |
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $15,247 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,359 | $71,192+32.5% | $117,861-19.9% | $62,293+51.5% |
| Participation rate | 67.3% | 74.2%-6.9pp | 79.7%-12.3pp | 69.5%-2.2pp |
| Annual return | 34.12% | 18.66%+15.5pp | 335.11%-301.0pp | 28.90%+5.2pp |
| Employer contribution / active EE | $2,492 | $1,934+28.9% | $3,786-34.2% | $2,042+22.0% |
| Participant deferral / active EE | $4,417 | $3,189+38.5% | $4,482-1.5% | $3,169+39.4% |
| Admin fee / account holder | $207 | $587-64.7% | $8,021-97.4% | $479-56.7% |