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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA RETIREMENT SOLUTION Service code 15 · EIN 13-3689044 | Recordkeeping | $190,893 |
ELLSWORTH ADVISORS, LLC5 years Service code 27 · EIN 82-5501752 | Advisory (Plan) | $63,503 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $8,744 | $44,626-80.4% | $86,216-89.9% | $80,157-89.1% |
| Participation rate | 88.1% | 63.5%+24.6pp | 69.0%+19.1pp | 72.9%+15.2pp |
| Annual return | 23.97% | 19.61%+4.4pp | 1169.42%-1145.4pp | 40.39%-16.4pp |
| Employer contribution / active EE | $546 | $1,099-50.4% | $2,382-77.1% | $2,977-81.7% |
| Participant deferral / active EE | $4,537 | $2,769+63.9% | $3,986+13.8% | $5,015-9.5% |
| Admin fee / account holder | $62 | $133-53.8% | $6,853-99.1% | $145-57.5% |