Retirement plan

INVICTUS CAPITAL MANAGEMENT, LP 401(K) RETIREMENT PLAN

Name: INVICTUS CAPITAL MANAGEMENT, LP - INVICTUS CAPITAL MANAGEMENT, LP 401(K) RETIREMENT PLAN (2020) Form 5500
Creator: INVICTUS CAPITAL MANAGEMENT, LP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, INVICTUS CAPITAL MANAGEMENT, LP 401(K) RETIREMENT PLAN, INVICTUS CAPITAL MANAGEMENT, LP

INVICTUS CAPITAL MANAGEMENT, LPEIN 26-4186602Plan #001PY 2020

2001 M ST NW, SUITE 300 - WASHINGTON, DC 20036202-534-1809LinkedIn11-50 employeesinvestment banking

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$1.8M

+61.5% from 2019

Total participants

+28.6% from 2019

Average account balance

$53,779

+23.5% from 2019

Annual return

24.04%

-13.55 pp from 2019

Benchmarks

See 7,209 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants25-99

Cohort7,209 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$18.13M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$70K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

260

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

114.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.36M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$15K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+197.87%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$3503

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$68K

$1948 / participant

Other / not subdivided$68K100.0%

% of EOY assets

3.730%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$53,779

$123,793-56.6%

$177,848-69.8%

$79,856-32.7%

Participation rate

94.3%

84.7%+9.6pp

87.7%+6.6pp

69.6%+24.6pp

Annual return

24.04%

22.82%+1.2pp

48.33%-24.3pp

31.71%-7.7pp

Employer contribution / active EE

$1,701

$4,095-58.5%

$5,919-71.3%

$2,471-31.2%

Participant deferral / active EE

$12,353

$5,956+107.4%

$7,714+60.1%

$3,741+230.2%

Admin fee / account holder

$2,006

$7,243-72.3%

$12,431-83.9%

$5,306-62.2%

INVICTUS CAPITAL MANAGEMENT, LP 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

INVICTUS CAPITAL MANAGEMENT, LP 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion