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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $5,441 |
MORGAN STANLEY SMITH BARNEY2 years Service code 15 · EIN 23-4310632 | Recordkeeping | $5,101 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,836 | $31,424+7.7% | $81,478-58.5% | $69,631-51.4% |
| Participation rate | 56.8% | 50.8%+6.0pp | 68.0%-11.1pp | 70.7%-13.9pp |
| Annual return | 17.14% | 22.44%-5.3pp | 38.78%-21.6pp | 27571.02%-27553.9pp |
| Employer contribution / active EE | $1,307 | $1,029+27.0% | $2,568-49.1% | $2,032-35.7% |
| Participant deferral / active EE | $2,110 | $1,838+14.8% | $3,537-40.3% | $3,224-34.5% |
| Admin fee / account holder | $70 | $103-31.8% | $4,561-98.5% | $110-36.6% |