Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINAN LIFE INS COMPANY Service code 15 · EIN 36-6071399 | Recordkeeping | $5,884 |
Service code 15 · EIN 36-4517541 | Recordkeeping | $1,200 |
LPL FINANCIAL1 year Service code 22 · EIN 95-2834236 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,460 | $66,124-32.8% | $90,461-50.9% | $73,497-39.5% |
| Participation rate | 69.0% | 69.7%-0.6pp | 72.7%-3.7pp | 70.7%-1.7pp |
| Annual return | 30.13% | 17.65%+12.5pp | 1294.76%-1264.6pp | 28.51%+1.6pp |
| Employer contribution / active EE | $2,228 | $2,346-5.0% | $3,264-31.7% | $2,270-1.8% |
| Participant deferral / active EE | $4,008 | $3,039+31.9% | $3,964+1.1% | $3,740+7.2% |
| Admin fee / account holder | $72 | $396-81.9% | $5,617-98.7% | $513-86.1% |