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| Provider | Service type | Compensation |
|---|---|---|
Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 55 · EIN 20-3247391 | Other Commissions | $23,114 |
Service code 37 · EIN 04-2647786 | Loan Processing | $6,119 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,227 | $80,177-72.3% | $123,894-82.1% | $57,658-61.5% |
| Participation rate | 91.3% | 74.4%+16.9pp | 81.4%+9.9pp | 70.2%+21.1pp |
| Annual return | 22.63% | 17.90%+4.7pp | 47.52%-24.9pp | 5.13%+17.5pp |
| Employer contribution / active EE | $1,011 | $2,913-65.3% | $4,617-78.1% | $1,974-48.8% |
| Participant deferral / active EE | $6,242 | $5,130+21.7% | $5,984+4.3% | $3,061+104.0% |
| Admin fee / account holder | $10 | $106-91.0% | $8,357-99.9% | $95-89.9% |