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| Provider | Service type | Compensation |
|---|---|---|
Filed as: BLUESTAR RETIREMENT SERVICES, INC. Service code 12 · EIN 59-3092339 | Direct payment from the plan; Claims ... | $166,323 |
INTEGRITY ASSET MANAGEMENT3 years Filed as: INTEGRITY FINANCIAL Service code 26 · EIN 32-0123516 | Advisory (Participants) | $38,581 |
Service code 12 · EIN 82-1222973 | Plan Administrator; Claims processing... | $12,901 |
MATRIX TRUST COMPANY1 year Service code 19 · EIN 75-3182674 | Securities Custodian | $1,668 |
TD AMERITRADE, INC.3 years Filed as: TD AMERITRADE TRUST COMPANY Service code 19 · EIN 20-0937408 | Securities Custodian | $482 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $1,746 | $29,516-94.1% | $77,552-97.7% | $90,274-98.1% |
| Participation rate | 96.2% | 33.7%+62.6pp | 54.2%+42.0pp | 73.4%+22.9pp |
| Annual return | 21.15% | 231.18%-210.0pp | 54.82%-33.7pp | 53.97%-32.8pp |
| Employer contribution / active EE | $0 | $381-100.0% | $987-100.0% | $2,523-100.0% |
| Participant deferral / active EE | $1,103 | $944+16.8% | $1,861-40.7% | $4,231-73.9% |
| Admin fee / account holder | $59 | $106-44.3% | $2,859-97.9% | $114-48.3% |