Filed November 17, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 55 PO BOX 509026 · SAN DIEGO, CA 921509026 | Other Commissions | $80,345 |
Filed as: FIDELITY BROKERAGE SERVICES, LLC Service code 15 900 SALEM STREET · SMITHFIELD, RI 02917 | Recordkeeping | $26,914 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $12,076 |
THE BENEFIT PRACTICE4 years Service code 13 · EIN 13-4144565 | Contract Administrator | $10,595 |
RBC WEALTH MANAGEMENT4 years Service code 15 1211 AVENUE OF THE AMERICAS · NEW YORK, NY 10036 | Recordkeeping | $9,594 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,838 | $81,248+27.8% | $155,509-33.2% | $80,856+28.4% |
| Participation rate | 100.0% | 66.2%+33.8pp | 78.2%+21.8pp | 67.6%+32.4pp |
| Annual return | 14.11% | 33.31%-19.2pp | 64.67%-50.6pp | 35.59%-21.5pp |
| Employer contribution / active EE | $13,750 | $3,100+343.5% | $4,672+194.3% | $2,755+399.1% |
| Participant deferral / active EE | $6,888 | $3,452+99.6% | $5,626+22.4% | $4,296+60.3% |
| Admin fee / account holder | $517 | $7,997-93.5% | $15,912-96.8% | $6,918-92.5% |