Filed November 17, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 55 PO BOX 509026 · SAN DIEGO, CA 921509026 | Other Commissions | $80,345 |
Filed as: FIDELITY BROKERAGE SERVICES, LLC Service code 15 900 SALEM STREET · SMITHFIELD, RI 02917 | Recordkeeping | $26,914 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $12,076 |
THE BENEFIT PRACTICE4 years Service code 13 · EIN 13-4144565 | Contract Administrator | $10,595 |
RBC WEALTH MANAGEMENT4 years Service code 15 1211 AVENUE OF THE AMERICAS · NEW YORK, NY 10036 | Recordkeeping | $9,594 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,838 | $81,331+27.7% | $155,534-33.2% | $80,935+28.3% |
| Participation rate | 100.0% | 66.3%+33.7pp | 78.2%+21.8pp | 67.7%+32.3pp |
| Annual return | 14.11% | 33.37%-19.3pp | 64.92%-50.8pp | 35.66%-21.5pp |
| Employer contribution / active EE | $13,750 | $3,105+342.9% | $4,675+194.1% | $2,757+398.8% |
| Participant deferral / active EE | $6,888 | $3,454+99.4% | $5,630+22.3% | $4,299+60.2% |
| Admin fee / account holder | $517 | $7,999-93.5% | $15,900-96.7% | $6,924-92.5% |