Retirement plan

ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN

Name: ORTHOPEDIC ASSOCIATES OF SW OHIO INC. - ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN (2018) Form 5500
Creator: ORTHOPEDIC ASSOCIATES OF SW OHIO INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN, ORTHOPEDIC ASSOCIATES OF SW OHIO INC.

ORTHOPEDIC ASSOCIATES OF SW OHIO INC.EIN 26-2292026Plan #001PY 2018

7677 YANKEE STREET, SUITE 110 - CENTERVILLE, OH 45459937-439-6464LinkedIn1-10 employeeshospital & health care

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$16.4M

-4.4% from 2017

Total participants

120

+1.7% from 2017

Average account balance

$136,712

-6.0% from 2017

Annual return

-6.80%

-21.99 pp from 2017

Benchmarks

See 5,259 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,259 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$34.05M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$161K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

211

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.31M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.33%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$1182

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
MERRILL LYNCH PIERCE FENNER & SMITH1 year Filed as: MERRILL LYNCH,PIERCE,FENNER&SMITH Service code 51 · EIN 13-5674085	Investment Mgmt Fees	$53,150
MORGAN STANLEY SMITH BARNEY1 year Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 28 · EIN 20-8764829	Investment Management	$12,744
KEY BANK NATIONAL ASSOCIATION1 year Filed as: KEY BANK Service code 10 127 PUBLIC SQUARE · CLEVELAND, OH 44114	Accounting	$7,161

Plan features & details

Pension benefit codes2E2J2R3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$158K

$1584 / participant

Investment mgmt$158K100.0%

% of EOY assets

0.966%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: FLAGEL HUBER FLAGEL
Auditor EIN: 310796034
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$136,712

$47,977+185.0%

$154,114-11.3%

$56,287+142.9%

Participation rate

100.0%

66.2%+33.8pp

83.0%+17.0pp

69.9%+30.1pp

Annual return

-6.80%

3.54%-10.3pp

735.16%-742.0pp

-9.96%+3.2pp

Employer contribution / active EE

$9,510

$2,169+338.5%

$5,298+79.5%

$2,111+350.5%

Participant deferral / active EE

$5,475

$2,392+128.9%

$5,081+7.8%

$3,350+63.5%

Admin fee / account holder

$1,320

$438+201.2%

$13,411-90.2%

$521+153.4%

Provider

Service type

Compensation

MERRILL LYNCH PIERCE FENNER & SMITH1 year

Filed as: MERRILL LYNCH,PIERCE,FENNER&SMITH

Service code 51 · EIN 13-5674085

Investment Mgmt Fees

$53,150

MORGAN STANLEY SMITH BARNEY1 year

Filed as: MORGAN STANLEY SMITH BARNEY LLC

Service code 28 · EIN 20-8764829

Investment Management

$12,744

KEY BANK NATIONAL ASSOCIATION1 year

Filed as: KEY BANK

Service code 10

127 PUBLIC SQUARE · CLEVELAND, OH 44114

Accounting

$7,161

ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ORTHOPEDIC ASSOCIATES OF SW OHIO INC PROFIT SHARING 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion