Retirement plan

EXCEPTIONAL BRANDS, LLC 401(K) PLAN

Name: EXCEPTIONAL BRANDS, LLC - EXCEPTIONAL BRANDS, LLC 401(K) PLAN (2017) Form 5500
Creator: EXCEPTIONAL BRANDS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, EXCEPTIONAL BRANDS, LLC 401(K) PLAN, EXCEPTIONAL BRANDS, LLC

EXCEPTIONAL BRANDS, LLCEIN 26-0905347Plan #001PY 2017

1902 INDUSTRIAL BLVD. - ABILENE, TX 79602325-698-2600exceptional-brands.comLinkedIn51-200 employees

Prospect flagsLow participationRecently reached 100 employees

How to read this page

Total assets (EOY)

$1M

+34.4% from 2016

Total participants

219

+4.8% from 2016

Average account balance

$10,422

+18.3% from 2016

Annual return

17.19%

+10.11 pp from 2016

Benchmarks

See 841 peers

Peer group

Industry72 - Accommodation and Food Services

Plan typeDefined contribution

Participants100-249

Cohort841 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.56M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$40K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

29.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$143K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$1K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.79%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$602

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
LINCOLN NATIONAL CORPORATION3+ years Service code 13 · EIN 35-1140070	Contract Administrator	$6,786
STADION MONEY MANAGEMENT3+ years Service code 26 · EIN 58-2099805	Advisory (Participants)	$2,888

Plan features & details

Pension benefit codes2E2F2G2J2K3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
InformationalRecently reached 100 employees
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BRISCOE, BURKE & GRIGSBY LLP
Auditor EIN: 731293012
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$10,422

$31,388-66.8%

$73,550-85.8%

$62,293-83.3%

Participation rate

38.0%

39.9%-1.8pp

54.9%-16.9pp

69.5%-31.5pp

Annual return

17.19%

25.34%-8.2pp

-15.16%+32.3pp

28.90%-11.7pp

Employer contribution / active EE

$456

$498-8.5%

$1,219-62.6%

$2,042-77.7%

Participant deferral / active EE

$579

$1,028-43.7%

$1,804-67.9%

$3,169-81.7%

Admin fee / account holder

$299-100.0%

$2,320-100.0%

$479-100.0%

Provider

Service type

Compensation

LINCOLN NATIONAL CORPORATION3+ years

Service code 13 · EIN 35-1140070

Contract Administrator

$6,786

STADION MONEY MANAGEMENT3+ years

Service code 26 · EIN 58-2099805

Advisory (Participants)

$2,888

EXCEPTIONAL BRANDS, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

EXCEPTIONAL BRANDS, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion