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| Provider | Service type | Compensation |
|---|---|---|
Filed as: AMERICAN UNITED INSURANCE CO. Service code 52 | Indirect Investment Fees | $28,025 |
Service code 15 · EIN 35-0145825 | Recordkeeping | $4,806 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $6,790 | $37,044-81.7% | $71,796-90.5% | $57,658-88.2% |
| Participation rate | 93.9% | 61.1%+32.7pp | 69.1%+24.7pp | 70.2%+23.6pp |
| Annual return | 6.55% | 12.64%-6.1pp | 78.04%-71.5pp | 5.13%+1.4pp |
| Employer contribution / active EE | $209 | $720-71.0% | $1,924-89.2% | $1,974-89.4% |
| Participant deferral / active EE | $995 | $1,974-49.6% | $2,794-64.4% | $3,061-67.5% |
| Admin fee / account holder | $7 | $101-92.6% | $4,815-99.8% | $95-92.1% |