Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: CETERA ADVISOR NETWORKS Service code 99 · EIN 95-3845382 | Other Fees | $7,714 |
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $2,981 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,887 | $155,795-73.1% | $136,297-69.3% | $69,631-39.8% |
| Participation rate | 32.5% | 75.2%-42.7pp | 81.9%-49.4pp | 70.7%-38.2pp |
| Annual return | 19.33% | 232464.33%-232445.0pp | 5156.19%-5136.9pp | 27571.02%-27551.7pp |
| Employer contribution / active EE | $600 | $2,991-79.9% | $4,696-87.2% | $2,032-70.5% |
| Participant deferral / active EE | $1,106 | $5,394-79.5% | $6,247-82.3% | $3,224-65.7% |
| Admin fee / account holder | $13 | $128-89.7% | $9,244-99.9% | $110-88.1% |