Retirement plan

ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. 401(K) PLAN

Name: ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. - ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. 401(K) PLAN (2018) Form 5500
Creator: ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. 401(K) PLAN, ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC.

ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC.EIN 25-1836154Plan #001PY 2018

875 POPLAR CHURCH RD. , STE 320 - CAMP HILL, PA 17011717-763-7400askaop.comLinkedIn51-200 employeesmedical practice

Prospect flagsHigh feesLow fidelity bond

How to read this page

Total assets (EOY)

$7.5M

-0.4% from 2017

Total participants

+8.9% from 2017

Average account balance

$128,894

-7.3% from 2017

Annual return

-7.70%

-27.58 pp from 2017

Benchmarks

See 18,164 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants25-99

Cohort18,164 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$12.32M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$147K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

190.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$640K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$15K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.75%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$35594

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$48K

$1175 / participant

Other / not subdivided$48K100.0%

% of EOY assets

0.644%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$128,894

$75,962+69.7%

$154,111-16.4%

$64,173+100.9%

Participation rate

92.7%

70.4%+22.3pp

83.0%+9.6pp

69.6%+23.1pp

Annual return

-7.70%

30.32%-38.0pp

735.18%-742.9pp

7.63%-15.3pp

Employer contribution / active EE

$7,466

$3,350+122.9%

$5,298+40.9%

$2,381+213.6%

Participant deferral / active EE

$6,144

$3,175+93.5%

$5,081+20.9%

$3,470+77.1%

Admin fee / account holder

$831

$5,589-85.1%

$13,411-93.8%

$4,887-83.0%

ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion