Retirement plan

ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. 401(K) PLAN

Name: ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. - ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. 401(K) PLAN (2017) Form 5500
Creator: ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. 401(K) PLAN, ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC.

ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC.EIN 25-1836154Plan #001PY 2017

875 POPLAR CHURCH RD. , STE 320 - CAMP HILL, PA 17011717-763-7400askaop.comLinkedIn51-200 employeesmedical practice

Prospect flagsHigh feesLow fidelity bond

How to read this page

Total assets (EOY)

$7.5M

+28.8% from 2016

Total participants

+5.7% from 2016

Average account balance

$139,057

+26.4% from 2016

Annual return

19.88%

+11.89 pp from 2016

Benchmarks

See 17,854 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants25-99

Cohort17,854 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$12.32M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$147K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

190.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$640K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$15K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.75%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$35594

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$60K

$1566 / participant

Other / not subdivided$60K100.0%

% of EOY assets

0.792%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$139,057

$84,236+65.1%

$170,435-18.4%

$70,126+98.3%

Participation rate

94.7%

70.8%+23.9pp

83.6%+11.1pp

69.5%+25.2pp

Annual return

19.88%

23.06%-3.2pp

205.94%-186.1pp

73.15%-53.3pp

Employer contribution / active EE

$8,034

$3,387+137.2%

$5,432+47.9%

$2,343+243.0%

Participant deferral / active EE

$6,372

$3,086+106.5%

$4,939+29.0%

$3,332+91.2%

Admin fee / account holder

$1,102

$5,698-80.7%

$13,881-92.1%

$4,645-76.3%

ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ASSOCIATED OTOLARYNGOLOGISTS OF PA, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion