Retirement plan

ROCKWELL FOREST PRODUCTS 401(K) PLAN

Name: ROCKWELL FOREST PRODUCTS 401 (K) PLAN - ROCKWELL FOREST PRODUCTS 401(K) PLAN (2019) Form 5500
Creator: ROCKWELL FOREST PRODUCTS 401 (K) PLAN
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROCKWELL FOREST PRODUCTS 401(K) PLAN, ROCKWELL FOREST PRODUCTS 401 (K) PLAN

ROCKWELL FOREST PRODUCTS 401 (K) PLANEIN 25-1542750Plan #001PY 2019

960 PENN AVE AUITE 400 - PITTSBURGH, PA 15222412-281-4620

Prospect flagsHigh feesLow fidelity bond

How to read this page

Total assets (EOY)

$659K

+64.4% from 2018

Total participants

-5.3% from 2018

Average account balance

$41,156

+54.1% from 2018

Annual return

29.61%

-5.23 pp from 2018

Benchmarks

See 965 peers

Peer group

Industry55 - Management of Companies and Enterprises

Plan typeDefined contribution

Participants<25

Cohort965 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.54M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$62K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

113.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$296K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.68%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$964

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2H2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$30K

$1556 / participant

Other / not subdivided$30K100.0%

% of EOY assets

4.489%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$41,156

$817,678-95.0%

$392,568-89.5%

$152,885-73.1%

Participation rate

89.5%

82.0%+7.4pp

78.1%+11.4pp

82.5%+7.0pp

Annual return

29.61%

22.84%+6.8pp

24.42%+5.2pp

345.39%-315.8pp

Employer contribution / active EE

$1,893

$5,502-65.6%

$3,783-50.0%

$4,763-60.2%

Participant deferral / active EE

$6,985

$8,398-16.8%

$5,985+16.7%

$5,851+19.4%

Admin fee / account holder

$1,847

$12,095-84.7%

$6,260-70.5%

$11,598-84.1%

ROCKWELL FOREST PRODUCTS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROCKWELL FOREST PRODUCTS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion