Filed July 12, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Float re... | $21,850 |
AXA EQUITABLE LIFE INSURANCE CO2+ years Filed as: AXA EQUITABLE LIFE INSURANCE Service code 28 · EIN 13-5570651 | Investment Management | $713 |
LINCOLN NATIONAL CORPORATION2+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $175 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Filed as: VARIABLE ANNUITY LIFE INSURANCE CO Service code 19 · EIN 74-1625348 | Securities Custodian | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,206 | $37,213-10.8% | $156,551-78.8% | $63,975-48.1% |
| Participation rate | 50.2% | 65.0%-14.8pp | 84.0%-33.8pp | 71.1%-20.9pp |
| Annual return | 9.11% | 47.89%-38.8pp | 32.23%-23.1pp | 48.65%-39.5pp |
| Employer contribution / active EE | $459 | $1,357-66.2% | $5,501-91.7% | $2,182-78.9% |
| Participant deferral / active EE | $1,351 | $2,070-34.7% | $4,871-72.3% | $3,356-59.8% |
| Admin fee / account holder | $23 | $56-59.8% | $13,028-99.8% | $70-67.9% |