Filed November 30, 2023
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $35,447 |
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $3,020 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,138 | $73,102-47.8% | $123,552-69.1% | $56,287-32.2% |
| Participation rate | 89.7% | 74.3%+15.4pp | 82.3%+7.4pp | 69.9%+19.8pp |
| Annual return | -5.33% | 3.01%-8.3pp | 119.20%-124.5pp | -9.96%+4.6pp |
| Employer contribution / active EE | $698 | $2,977-76.5% | $4,628-84.9% | $2,111-66.9% |
| Participant deferral / active EE | $6,405 | $5,423+18.1% | $6,426-0.3% | $3,350+91.2% |
| Admin fee / account holder | $109 | $554-80.3% | $9,285-98.8% | $521-79.0% |