Filed November 9, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Service code 27 · EIN 04-3046611 | Advisory (Plan) | $171,686 |
Service code 12 · EIN 42-1484983 | Distribution (12b-1) fees; Sales load... | $68,868 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,668 | $95,542-3.0% | $69,455+33.4% | $67,579+37.1% |
| Participation rate | 81.3% | 79.4%+2.0pp | 74.6%+6.7pp | 71.3%+10.1pp |
| Annual return | 1.63% | 17.67%-16.0pp | 28.97%-27.3pp | 378.56%-376.9pp |
| Employer contribution / active EE | $3,102 | $2,989+3.8% | $2,779+11.6% | $2,148+44.4% |
| Participant deferral / active EE | $3,252 | $3,263-0.3% | $3,535-8.0% | $3,539-8.1% |
| Admin fee / account holder | $362 | $90+303.5% | $3,839-90.6% | $142+154.8% |