Filed April 28, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $28,523 |
MORNINGSTAR3 years Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,621 | $32,284+38.2% | $74,550-40.1% | $68,904-35.2% |
| Participation rate | 48.2% | 58.1%-9.9pp | 69.1%-21.0pp | 74.1%-26.0pp |
| Annual return | -6.21% | -4.24%-2.0pp | 32.53%-38.7pp | 1.07%-7.3pp |
| Employer contribution / active EE | $841 | $782+7.6% | $1,961-57.1% | $2,540-66.9% |
| Participant deferral / active EE | $1,066 | $1,518-29.7% | $3,108-65.7% | $4,015-73.4% |
| Admin fee / account holder | $10 | $72-86.5% | $5,060-99.8% | $71-86.4% |