Filed April 28, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $44,243 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,774 | $37,026+26.3% | $78,778-40.6% | $177,276-73.6% |
| Participation rate | 46.9% | 54.2%-7.3pp | 69.2%-22.3pp | 74.8%-27.9pp |
| Annual return | 16.49% | 16.20%+0.3pp | 35.62%-19.1pp | 21.25%-4.8pp |
| Employer contribution / active EE | $815 | $730+11.6% | $1,986-59.0% | $2,479-67.1% |
| Participant deferral / active EE | $970 | $1,412-31.3% | $2,958-67.2% | $3,881-75.0% |
| Admin fee / account holder | $15 | $77-80.5% | $5,134-99.7% | $154-90.3% |