Filed November 29, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Sales loa... | $201,259 |
MARINER LLC2 years Service code 16 · EIN 20-4553256 | Consulting | $36,823 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $2,334 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,286 | $56,095+5.7% | $178,490-66.8% | $90,288-34.3% |
| Participation rate | 64.9% | 65.6%-0.6pp | 81.9%-17.0pp | 73.4%-8.4pp |
| Annual return | 17.08% | 28.81%-11.7pp | 151.07%-134.0pp | 53.97%-36.9pp |
| Employer contribution / active EE | $1,026 | $1,572-34.7% | $5,011-79.5% | $2,524-59.3% |
| Participant deferral / active EE | $3,661 | $2,669+37.2% | $5,202-29.6% | $4,232-13.5% |
| Admin fee / account holder | $104 | $101+3.0% | $13,984-99.3% | $114-9.1% |