Filed November 29, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Direc... | $147,536 |
VANTAGE INVESTMENT ADVISORS1+ years Service code 33 · EIN 25-1859905 | Securities brokerage; Securities brok... | $11,681 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $395 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,181 | $37,039+3.1% | $147,614-74.1% | $59,188-35.5% |
| Participation rate | 46.2% | 63.8%-17.6pp | 84.6%-38.5pp | 69.4%-23.3pp |
| Annual return | -0.38% | 7.19%-7.6pp | 61.98%-62.4pp | 5.51%-5.9pp |
| Employer contribution / active EE | $445 | $1,353-67.1% | $5,564-92.0% | $2,098-78.8% |
| Participant deferral / active EE | $2,282 | $2,094+9.0% | $4,895-53.4% | $3,265-30.1% |
| Admin fee / account holder | $116 | $60+91.9% | $11,611-99.0% | $92+25.3% |