Filed March 17, 2015
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Recordkeeping ... | $41,544 |
Filed as: MERRILL LYNCH Service code 28 · EIN 13-5674085 | Investment Management | $13,889 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,361 | $47,163-44.1% | $149,696-82.4% | $74,460-64.6% |
| Participation rate | 67.5% | 63.4%+4.0pp | 78.8%-11.3pp | 70.7%-3.3pp |
| Annual return | -0.28% | 22.75%-23.0pp | 134.46%-134.7pp | 34.38%-34.7pp |
| Employer contribution / active EE | $3,202 | $1,907+67.9% | $4,821-33.6% | $2,638+21.4% |
| Participant deferral / active EE | $2,178 | $2,730-20.2% | $5,682-61.7% | $4,530-51.9% |
| Admin fee / account holder | $131 | $343-61.8% | $13,212-99.0% | $348-62.3% |