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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE4+ years Service code 15 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $18,147 |
Service code 13 · EIN 41-2064284 1075 WASHINGTON STREET · EUGENE, OK 97401 | Contract Administrator | $2,018 |
LPL FINANCIAL3 years Filed as: WADDELL & REED, INC. Service code 26 6300 LAMAR AVE · SHAWNEE MISSION, KS 662019217 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,768 | $47,977-71.3% | $154,108-91.1% | $56,289-75.5% |
| Participation rate | 67.5% | 66.2%+1.3pp | 83.0%-15.5pp | 69.9%-2.4pp |
| Annual return | -8.94% | 3.54%-12.5pp | 735.21%-744.1pp | -9.96%+1.0pp |
| Employer contribution / active EE | $1,618 | $2,169-25.4% | $5,298-69.5% | $2,111-23.4% |
| Participant deferral / active EE | $943 | $2,392-60.6% | $5,081-81.4% | $3,350-71.8% |
| Admin fee / account holder | $720 | $438+64.2% | $13,411-94.6% | $521+38.1% |