Filed June 8, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 7-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DUNBAR, BENDER & ZAPF, INC.3 years Filed as: DUNBAR BENDER & ZAPF INC Service code 13 400 HOLIDAY DRIVE STE 102 · PITTSBURGH, PA 15220 | Contract Administrator | $36,327 |
Filed as: EMPOWER ANNUITY INSURANCE CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $29,122 |
WELLS FARGO BANK, N.A.3 years Filed as: WELLS FARGO ADVISORS LLC Service code 27 401 S TRYON ST 11TH FLR · CHARLOTTE, NC 28081 | Advisory (Plan) | $13,551 |
DUNBAR, BENDER & ZAPF, INC.3 years Filed as: DUNBAR, BENDER & ZAPF Service code 13 | Contract Administrator | $1,694 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,601 | $49,915-58.7% | $154,803-86.7% | $74,304-72.3% |
| Participation rate | 61.8% | 54.0%+7.9pp | 78.1%-16.2pp | 60.3%+1.5pp |
| Annual return | 18.83% | 34.06%-15.2pp | 58.88%-40.1pp | 29.43%-10.6pp |
| Employer contribution / active EE | $856 | $1,611-46.9% | $4,305-80.1% | $2,241-61.8% |
| Participant deferral / active EE | $2,773 | $2,255+23.0% | $5,540-50.0% | $3,767-26.4% |
| Admin fee / account holder | $330 | $2,189-84.9% | $14,329-97.7% | $2,969-88.9% |